Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
Advisors in SEC Enforcement Crosshairs
By Melanie WaddellFiduciary duty breaches are a "core" focus for the agency, according to the acting director of enforcement.
March 10, 2026
RIA Cresset Names CEOPresident Susie Cranston will take on the role April 15 and will join the UHNW firm's board.
March 09, 2026
What to Watch, What to Avoid in This Hot Advisor Deal Market: RecruiterFrank LaRosa discusses the mistakes advisors should avoid and which big firm might be next on the block.
March 06, 2026
Life After Buffett: 6 Things to Expect From Berkshire's New CEOGreg Abel is eager to show investors he's invested in maintaining the legacy of his legendary predecessor.
March 03, 2026
Wealth Management Needs AI: Raymond James CEOArtificial intelligence tools will help advisors better serve their clients, Paul Shoukry says.
March 02, 2026
New CEO Abel Vows Berkshire Hathaway Will Thrive Beyond Buffett"Warren is obviously a very hard act to follow," Greg Abel wrote in his first shareholder letter.
February 25, 2026
UBS Names New Head of Field to Boost Advisor SupportThe appointment of Lisa Golia is intended to broaden the global wealth manager's leadership structure.
February 18, 2026
4 Musts in the Next Era of Advisor TechIt isn't about simply adding more software — it's about rebuilding the core systems that drive advice.