Building Your Business
Explore the latest industry news and advice that can help financial advisors build and grow successful practices.
A hypercar approach to building your practice
By Adam CufrWhat if we do what hypercar makers do and introduce change long before its required of us?
September 08, 2016
Recruiting Roundup: Wells Fargo, United Capital & SFA Add TeamsMeanwhile, Autonomous Research says Alexey (Lex) Sokolin has joined the group as head of fintech strategy.
September 08, 2016
Cetera Recruiting Exec, Jay Vinson, Has Departed FirmJay Vinson is no longer with Cetera Advisors, which means he is free to move to rivals like the Advisor Group, a recruiter says.
September 07, 2016
SEC Names ten Siethoff to Investment Management Rulemaking OfficeSEC has named Sarah ten Siethoff as deputy associate director in the Division of Investment Managements Rulemaking Office.
September 06, 2016
Morningstar Names Kapoor as CEO, and DOL Fiduciary Rule Is on His MindMorningstars board of directors appointed Kunal Kapoor, the current president of the Chicago-based research firm, as its new CEO.
September 06, 2016
Number of Active CFP Professionals Reaches All-Time HighSince 2007, the number of CFP professionals has grown more than 34%.
September 06, 2016
MainStay Taps ETF Veteran Bossen to Lead Institutional Intermediary BusinessBossen, formerly of State Street and Morgan Stanley, will focus on investment strategy, research analysts
September 06, 2016
Raymond James Wraps Up Purchase of Alex. BrownThe 193 wealth advisors at the boutique firm are now on the parent firm's platform, according to the head of the new unit.