Goldman's Flip on Harassment Followed Campaign by Tiny Activist
By Max Abelson and Saijel KishanFor years, the firm forced employees who allege harassment out of court and into the secretive world of arbitration.
June 10, 2021
Morgan Stanley Shifts E-Trade Execs to Key Wealth Management RolesThe firm seeks to "leverage the full set of skills and experiences across the organization," says wealth exec Andy Saperstein.
June 09, 2021
SEC Chief Calls for Review of Stock Trading RulesGensler has asked staff for recommendations on best execution, Regulation NMS, payment for order flow and NBBO.
June 09, 2021
Broadridge Buys Marketing Platform AdvisorStreamInitial opinions of fintech experts on the acquisition were decidedly mixed.
June 09, 2021
Kitces, Pershing CIO: Advisors Should Use Tech to Offer Better Advice"Our industry really is in the midst of just a huge evolutionary shift," Kitces said during Pershing's Insite conference.
June 09, 2021
Americans Adopting New Financial Behaviors Faster Than Ever: StudyMore are turning to financial professionals for advice on meeting their goals, Logica Research found.
June 09, 2021
SEC Chief Gensler Appoints New Executive TeamAmanda Fischer, a Capitol Hill veteran who worked with Gensler during the Biden-Harris transition, will be his senior counselor.
June 09, 2021
Gundlach: Stimulus Fueling 'Distortions' in EconomyThose trends could normalize as federal unemployment programs wind down, but at a steep cost, the DoubleLine CEO says.