Trump's Win Made States' New Annuity Sales Rules a Big Deal
By Allison BellRegulators will talk in Denver next week about how the new Reg BI-like laws will really work.
November 14, 2024
Gensler Makes Final Pitch on SEC Crypto RulesThe Trump administration won’t share his view of the digital asset industry.
November 14, 2024
FINRA Fines BBVA Securities for Failing to Monitor Annuity Exchange RatesThe broker-dealer did not have an adequate supervisory system in place, the regulator found.
November 14, 2024
U.S. Makes Peace With International Insurance Capital Standards GroupThe preliminary deal could protect life and annuity products from new rules that might make them look shaky.
November 14, 2024
Captrust Buys $5B RIA Based in BostonThe acquisition of Boston Financial Management includes three new office locations and 45 staffers in Massachusetts and Maine.
November 13, 2024
Mercer Adds Nearly $1.7B in Assets via Two DealsThe RIA acquired Waypoint Capital and Chapel & Collins, which serve wealthy families.
November 13, 2024
JPMorgan’s Kelly Says Trump Tariffs to Hit Growth, Fan Inflation“The first smoke signals suggest that the tariff approach will be very aggressive,” Kelly told Bloomberg Television.
November 13, 2024
Goldman Sachs Consolidates Family Office PlatformThe firm has integrated its Ayco and private wealth management family office offerings.