SEC Orders Investment Firm Owner to Pay $1.2M Over Ponzi Scheme
By Jeff BermanAMV Investments owner Ann M. Vick fraudulently raised about $3.2 million from almost two dozen investors, the SEC alleges.
October 28, 2021
Society of Insurance Research Names Vice PresidentsThe COVID-19 delta variant wave forced the group to make its latest annual meeting virtual.
October 28, 2021
New Fee-Based RILA Has a Living Benefit Rider: Annuity MovesNorth American Company for Life and Health and Lombard also have annuity product news.
October 28, 2021
FINRA Bars Another Broker Who Improperly Applied for COVID Disaster LoanAn ex-JPMorgan rep, meanwhile, was fined and suspended for improperly applying for the same type of loan.
October 28, 2021
Growing Popularity of Crypto Could Spur Charitable Giving: FidelityCrypto contributions to Fidelity Charitable donor-advised fund accounts have shot up nearly 500% this year.
October 28, 2021
Blockchange, Morningstar Team Up on Crypto: Tech RoundupAlso, Envestnet invested in YieldX, while Addepar acquired AdvisorPeak.
October 28, 2021
Private Equity Firms May Squeeze Insurers in New Ways: Regulation AnalystEric Kolchinsky says regulators now have to watch for service fees, not just dividends and salaries.
October 28, 2021
T. Rowe Price to Buy Debt-Investment Firm for $4.2BThe fund firm has agreed to acquire Oak Hill Advisors to expand into private debt investing.