Envestnet Adds Structured Products, Teaming With Goldman Spinoff: Tech Roundup
By Jeff BermanAlso, Goldman Sachs Advisor Solutions picks InspereX's BondNav as fixed income market tech for independent RIAs.
November 17, 2021
Active Share Fails to Identify Winning Funds: MorningstarA new report found that relatively high fees and high risk contribute to the disappointing performance of high active share funds.
November 17, 2021
FINRA: Ex-Northwestern Mutual Rep Misused Funds Raised for Kids' Cancer CharityFINRA barred the broker for allegedly sending donated funds to his own bank account instead of the charity they were supposed to go to.
November 17, 2021
New York Life Names Craig DeSanto to Be Next CEOThe former company intern is the author of a popular ThinkAdvisor article about whole life.
November 17, 2021
Cures 2.0 Bill Could Push Plans to Cover More New DevicesThe bill could also help Democrats and Republicans talk to each other.
November 17, 2021
SEC Charges Firm, Founder in Opportunity Zone Fund ScamThe founder of Activated Capital LLC defrauded at least 14 investors out of $6.3 million, the SEC says.
November 17, 2021
House Panel Passes Bill to Prohibit BDs, Advisors From Requiring ArbitrationThe House Financial Services Committee also passed bills to protect seniors and rein in SPAC fees.
November 17, 2021
South Carolina Official Blasts LTCI Issuer Rehab PlanA Pennsylvania regulator says it's necessary. Ray Farmer has another strategy in mind.