Dynasty Financial Files for IPO
By Janet LevauxIts network currently includes about 45 RIAs with close to 300 financial advisors and $65 billion in client assets.
January 19, 2022
SEC Investor Advisory Committee Searches for New MembersThe committee provides recommendations to the agency on ways to protect investors and improve securities regulations.
January 19, 2022
BofA Reports 47% Jump in Merrill, Private Bank Profits: Q4 EarningsThe firm's wealth management unit ended Q4 with 18,846 advisors, about flat versus Q3.
January 19, 2022
How Indie Advisors Plan to Grow in the Next 5 Years: SchwabHigh on their list of strategies: adding new clients, particularly new investors minted during the pandemic.
January 19, 2022
Schwab's RIA Assets Still on a Tear: Q4 EarningsAssets handled by advisors rose 24% from the prior year to $3.74 trillion; net new assets topped $100 billion.
January 19, 2022
COVID-19 Hangs Over Life, Health and Annuity Results: Q4 Earnings CalendarUnitedHealth showed investors its numbers on Wednesday.
January 19, 2022
Vanguard to Launch Its First Impact FundThe Vanguard Baillie Gifford Global Positive Impact Stock Fund is an active equity fund managed by subadvisor Baillie Gifford.
January 19, 2022
Health Insurance HR Execs Get Biggest Base Salary Increase: SurveyBDO found that health insurance sector CEOs received the biggest annual and long-term incentive pay increases.