SEC Outlines Cyber Rules, New Form for Advisors
By Melanie WaddellThe SEC is proposing new rules that would require advisors to adopt written policies and procedures to address cybersecurity risks.
February 09, 2022
Advisors Need New Estate and Trust Planning Tools as Demand Surges: SurveyOutdated technologies impede customer experience, Envestnet MoneyGuide says.
February 09, 2022
5 Hot Topics for FINRA Exams in 2022FINRA says it plans to home in on these emerging compliance areas where it found deficiencies in 2021.
February 08, 2022
The SEC Wants to Know What You Think About Bitcoin ETFsThe agency is seeking comments on applications for a Bitwise ETF and to convert the Grayscale Bitcoin Trust.
February 08, 2022
IRS Reminds Taxpayers of American Rescue Plan BenefitsThey include a new deduction for charitable gifts and the rebate for those who missed 2021's third stimulus payments.
February 08, 2022
Cetera: 1,000 Advisors Complete New Growth ProgramThe program pairs advisors with "growth partners" to help them find opportunities they may be missing.
February 08, 2022
Wealthy Investors Worried About Inflation, Rate Hikes: UBSMore than two-thirds of them are holding more than 10% of their portfolios in cash, a survey finds.
February 08, 2022
Individual Life Activity Returns to Pre-Pandemic EarthMIB says how you see January volume depends on the comparison month.