Advisors Leave Women, Youngest Investors in Lurch on Sustainable Investing
By Michael S. FischerWhile 72% of clients surveyed are interested in ESG investments, 87% said their advisor hasn't suggested them.
February 22, 2022
Envestnet Weighs Options After Getting Takeover InterestThe turnkey asset management provider has been approached by at least one private equity firm interested in acquiring it, said a source.
February 18, 2022
Focus Financial Expects to More Than Double Revenue Over Next 4 YearsIt also seeks to increase its number of partner firms by about 50%, CEO Rudy Adolf says.
February 18, 2022
FINRA Orders Review of Wells Fargo Arb Ruling That Was Struck Down in CourtA judge ruled that Wells Fargo had manipulated the arbitrator selection process.
February 18, 2022
Lawyers Release SEC Marketing Rule Checklist as Advisor Questions LingerModel portfolio marketing materials are raising a lot of questions, according to Eversheds Sutherland.
February 18, 2022
Fed Adopts Sweeping Trading Curbs After Ethics ScandalThe ethics scandal at the Fed has helped fuel momentum for stricter rules for members of Congress, as well.
February 18, 2022
Boston-Area Plan Starts Covering 50-Cancer Detection TestOne question is what effect the Galleri test might have on life underwriting.
February 18, 2022
Race Is On to Launch Leveraged ETFs for Single Stocks Like TeslaDirexion plans 24 new funds that offer inverse, double the inverse or double the gain on single companies such as Meta Platforms and Tesla.