Morgan Stanley to Pay $200M Over Misuse of Personal Devices
By Sridhar Natarajan and Katherine DohertyEarlier, regulators imposed a similar fine on JPMorgan, noting that managers had used WhatsApp and personal email for work.
July 13, 2022
Integrated Partners Picks Up Exec From BNY MellonStephen Kolano has joined Integrated as Family Office managing director.
July 13, 2022
6 Investing Ideas to Hedge Against InflationChristine Benz and David Blanchett talk through the upsides and downsides of some popular inflation-fighting options.
July 13, 2022
Sen. Warren Floats Bill to 'Simplify' Tax FilingAmong other measures, the bill directs the IRS to develop a free, online tax preparation and filing service.
July 13, 2022
Wealthy Millennials Have High Degree of Trust in Advisors: SurveyAs they build their wealth, millennials are asserting priorities when it comes to how they invest.
July 13, 2022
Wealthy Business Owners Are at Center of Fight Over Biden's Tax PlanAt issue are a handful of measures that would largely tax the owners of pass-through businesses.
July 13, 2022
Must-Pass Defense Bill Includes AML Rule for AdvisorsThe National Defense Authorization Act includes a provision that would require advisors to adopt anti-money laundering policies.
July 13, 2022
Naureen Hassan to Succeed Tom Naratil as UBS Americas PresidentAs expected, the wirehouse is elevating Iqbal Khan to be the sole head of global wealth management.