Berthel Fisher Names Recruiting Leader
By John ManganaroDan Meehan, formerly of Arete Wealth, will lead recruiting and acquisition strategies for the $10 billion hybrid shop.
December 20, 2024
BofA Strategist Sees Shaky Market Sentiment as Fed PivotsMichael Harnett said earlier that investors should start putting more money into stocks outside the U.S.
December 20, 2024
Fight Over House Anti-Shutdown Bill Affects Medicare ProvisionsWith a midnight deadline looming, the House and the Senate rushed to approve a package and send it to the president.
December 20, 2024
InvestCloud Rolls Out ‘Game-Changing’ Account OfferingOne consultant says the new solution represents a significant breakthrough in private market investing.
December 20, 2024
Senate Nears Vote on Bill to Curb Contentious Social Security RulesA vote could come as early as Friday afternoon on the House-passed Social Security Fairness Act.
December 20, 2024
Wells Fargo and LPL to Pay $1.8M to Settle SEC ChargesEach firm agreed to pay a $900,000 penalty for failing to provide complete and accurate trading information.
December 20, 2024
DC Circuit Ruling Deals Blow to FINRA's Disciplinary Authority: SEC RoundupThe court upheld an injunction preventing FINRA from immediately expelling Alpine Securities without SEC review.
December 19, 2024
Schwab Seeks to Block Former Advisor From Soliciting ClientsThe firm wants to block its former advisor, Robert Van Ortega, from soliciting clients for his new RIA.