Merrill Posts Strong Wealthy-Client Growth in 2025
By John ManganaroThe Thundering Herd also continues to see low levels of advisor attrition, one executive said.
January 14, 2026
Osaic Taps Two Firms to Enhance Advisor Training ProgramsThe wealth manager draws on ActiFi and Greene Consulting to further develop its training and support capabilities.
January 14, 2026
LPL Hires 3 New ExecsThe new senior leaders have held prominent roles at such organizations as Edward Jones, E-Trade and UBS.
January 14, 2026
Ex-Cambridge Advisor Barred Over Off-Channel Communications ProbeJay Zornes refused to cooperate with a FINRA probe, the regulator's consent agreement states.
January 14, 2026
FINRA and SEC May Think More About Fixed Annuities This YearBut NAFA's chair hopes issuers can spend less time on regulatory threats and more on opportunities.
January 14, 2026
Scott Willette to Lead Tech at DocupaceThe executive brings more than two decades of technology development and leadership experience to the role.
January 14, 2026
Wealthy Clients Need More Advisory Services: BlackRockNew survey findings suggest a gap between client expectations and advisor workflows.
January 13, 2026
Dimon Tells Investors to 'Trust Me' on JPMorgan's CostsThe bank faces higher expenses tied to incentive compensation for advisors and investments in AI.