Ex-Advisor to Pay $314K for Preparing False Tax Returns
By Jeff BermanThe IRS filings included fake charitable contributions, unreimbursed business expenses and business losses, costing the government over $300,000 in tax revenues.
November 08, 2022
SEC's Approach to Equitable Settlement Questioned by Legal VeteranRichard Choi said he was surprised to see how the agency now views retirement plan account statements and fee disclosures.
November 08, 2022
Life Settlement Players Say They Still Have Room to GrowAn Abacus Life exec said one thing they have is a deep understanding of claims.
November 08, 2022
AmeriLife Agrees to Acquire Allianz Life Distribution ArmTruChoice and its Inforce affiliates have relationships with about 4,000 financial professionals.
November 08, 2022
Wells Fargo Facing Record $1B-Plus FineThe bank is under pressure from the Consumer Financial Protection Bureau to settle investigations into the mistreatment of clients.
November 08, 2022
Wells Fargo Picks Up $2.6B UBS TeamMargate Wealth has four advisors and offices in Short Hills, New Jersey, and New York.
November 08, 2022
Election Day to Deliver Verdict on Biden Agenda, EconomyWith inflation concerns at the top of voters' minds, Biden confronts tough odds of preventing a Republican takeover of one or both chambers of Congress.
November 07, 2022
Short-ARKK Fund Celebrates First Birthday Up 110% Since LaunchThe $361 million AXS Short Innovation Daily ETF has the second-best performance of some 450 ETFs that launched over the past year, Bloomberg data show.