Ex-J.P. Morgan Broker Barred by FINRA After Multiple Trading Violations
By Jeff BermanEdward L. Turley was discharged by the firm and then refused to provide testimony during a FINRA investigation.
November 17, 2022
Gen Z: Still Living at Home, Struggling With Financial StabilityNew research from DailyPay found that 54% of 18- to 25-year-olds are living with their parents.
November 17, 2022
Commonwealth Now Aiming for $1T in AssetsThe aggressive target "reinforces" the firm's commitment to advisor growth, CEO Wayne Bloom says, and includes some "light M&A in the future."
November 17, 2022
Ed Slott: Inflation Has Created an Unprecedented 4-Year Roth Conversion OpportunityTalk about Roth conversions "now, before year-end with every client who has an IRA," Slott tells ThinkAdvisor.
November 17, 2022
Trump Ex-CFO Tells Jury He and Others Committed Tax Fraud"I committed those crimes with Jeff McConney, who I dealt with directly, and Trump Payroll and the Trump Corporation," he said.
November 17, 2022
UBS Launches New Offering For UHNW Clients: Tech RoundupAlso, FP Alpha releases second-generation tax projection tool.
November 17, 2022
Industry Experts Weigh In on Fidelity's Latest Tech MovesThe updates could make Fidelity more attractive for advisors looking to switch custodians, Tim Welsh says.
November 17, 2022
Fed to Face Rising Tensions in Next Congress on Inflation and JobsThe Federal Reserve will be an easy target for lawmakers if a downturn results from its tightening campaign.