Morgan Stanley Plans About 2,000 Job Cuts
By Hannah Levitt and Sridhar Natarajan and Matthew MonksThe plan was set in motion before the recent market tumult, sources said.
March 18, 2025
Acting SEC Head Remakes Agency Even Before Trump Pick ConfirmedMark Uyeda's moves signal a policy U-turn that will be more dramatic than during the Trump’s first term.
March 18, 2025
Crooks Are Using Life and Annuity Products to Launder Money, Fraud Tracker SaysCriminals are learning that insurers ask fewer questions than bankers.
March 18, 2025
72% of Advisor Revenue Is Fee-Based: CerulliIn contrast, commission-based revenues have plummeted to 23% of an average advisor’s revenue, the study found.
March 18, 2025
Nasdaq Unveils Plan to Open a Regional Headquarters in TexasThe New York Stock Exchange also plans to start a stock exchange there, it said last month.
March 18, 2025
Baird to Pay More Than $650K Over Unnecessary FeesBaird must reimburse customers and pay a $100,000 FINRA fine for violating Reg BI and other rules.
March 17, 2025
Dynasty Names Investment Bank Co-HeadsThe firm is expanding its leadership to support the growth of its investment banking division.
March 17, 2025
SEI Launches 24 Model Portfolios Using Capital Group ETFsThe new lineup complements SEI's existing portfolio models, the company said.