CFP Board Sanctions Advisor Over Misleading YouTube Video Ad
By Jeff BermanThe planner claimed individuals could be "100% certain" of affording retirement in "just 3-5 years," the board said.
January 17, 2023
New SEC Marketing Rule FAQ Could be 'Problematic,' Compliance Pro SaysExperts say the directive on displaying gross and net performance doesn't align with how firms actually calculate performance.
January 17, 2023
Morgan Stanley Beats Estimates as Wealth Management Hits RecordThe wealth and asset management unit produces over half of its revenue, with year-end assets standing at $4.19 trillion.
January 17, 2023
Schwab Sends Settlement Checks to Robo-Advisor ClientsClients should be aware of possible tax implications from the checks.
January 17, 2023
Vanguard Gets Extra ETF Billions After Largely Shunning ESGVanguard benefited from being more exposed to fossil fuels than its peers.
January 17, 2023
UBS Doesn't Plan to Buy Credit Suisse or U.S. FirmsThe firm needs to get its U.S. wealth business "up and running and improve ... margins," says Chairman Colm Kelleher.
January 17, 2023
MetLife Renews Ties to Snoopy, for Pet InsuranceMetLife has been in the worksite pet insurance market since 2020.
January 17, 2023
Long-Term Care Group Head Yawns at Secure 2.0 LTC ProvisionJesse Slome says the impact of a new tax break will be insignificant.