FINRA Asks Members to Check RILA Disclosures
By Allison BellExaminers will also review marketing to customers who already own variable annuities.
January 26, 2023
Vanguard Launches Active Multi-Sector Bond FundThe Vanguard Multi-Sector Income Bond Fund offers fixed income exposure across various sectors and credit qualities.
January 25, 2023
CFP Board to Split Into 2 Nonprofit GroupsThe reorganization won't affect CFP requirements or the setting and enforcement of certification standards, the group says.
January 25, 2023
'It's a Grind' as Investors Watch for Market Bottom: Merrill's HyzyThe market-bottoming process is near the end, but more clarity is needed, according to a Merrill executive.
January 25, 2023
Advisors Bullish on Crypto, See Long-Term Price Rise: StudyFifteen percent of advisors surveyed say that they had allocated to cryptocurrency in client accounts in 2022.
January 25, 2023
GOP Threatens Social Security, Medicare Cuts in Debt Ceiling FightTheir tactics are politically risky, strategist Greg Valliere says.
January 25, 2023
Cetera to Buy Securian Financial's Wealth UnitThe deal includes 1,000 financial professionals and 30 firms working with a total of $72.2 billion in assets.
January 25, 2023
New Recruits Brought $8.5B to Kestra in 2022The firm added 80 advisors and brokers, many citing Kestra's size as a reason for joining the network.