Kate Healy to Leave Center for Financial Planning Post
By Jeff BermanShe will step down as managing director of the CFP Board's Center for Financial Planning to open a consulting practice.
May 17, 2023
New Law Firm Offers Flat-Fee Service for Advisors in Retirement SpaceFounding partner Bonnie Treichel says Endeavor Law offers flat-fee solutions for legal issues normally billed hourly.
May 17, 2023
Adviser Investments to Merge With Ropes Wealth AdvisorsThe combined entity will manage almost $15 billion in client assets after the deal closes.
May 17, 2023
Midsize Annuity Issuer Might Put Itself Up for SaleThe annuity issuer has hired Goldman Sachs to help it look at strategic alternatives.
May 17, 2023
FINRA Plans More Remote Work RulesAlso under consideration is an update to FINRA's outside business activity rule, according to CEO Robert Cook.
May 16, 2023
Revised CFP Board Procedural Rules Coming Sept. 1The role of Disciplinary and Ethics Commission Counsel has been expanded, according to the board.
May 16, 2023
Antarctica Capital to Acquire Annuity Issuer for $100MThe asset manager says it wants to see Midwest Holding continue to grow.
May 16, 2023
Ex-Advisor, Minister, Gets 10 Years for Real Estate SchemeThe former CFP was ordered to pay $1.6 million in restitution after allegedly misleading clients on rental property investments.