Ex-Merrill Rep Who Threw Smoothie Hit With FINRA Complaint on Cash Transactions
By Jeff BermanJames Iannazzo deposited and withdrew $568,440 in small increments to avoid bank reporting requirements, FINRA says.
June 28, 2023
Wells Fargo Investor Seeks Files in Probe Over Fake Interviews for Diverse CandidatesA Florida pension fund is demanding files about a possible criminal probe into whether the bank violated federal law.
June 27, 2023
Ascendant to Test Investor Appetite for Annuity AssetsThe reinsurer plans to raise deal capital by selling preferred shares.
June 27, 2023
Million Dollar Round Table Aims to Stay GlobalNew educational content was added in Chinese, Vietnamese and Indonesian, said Peggy Tsai, the group's president.
June 27, 2023
Fidelity Eyes Spot ETF as Bitcoin Nears One-Year HighBlackRock recently filed its application for a spot Bitcoin ETF, which sent Bitcoin to a new high for 2023.
June 27, 2023
UBS Plans to Cut Over Half of Credit Suisse WorkforceBankers, traders and support staff in Credit Suisse's investment bank in several locations should likely bear the brunt of the cuts.
June 27, 2023
Brookfield Re Makes $4.3B Offer to Buy American EquityThe annuity pioneer avoided two earlier suitors, but Brookfield Re already owns a 20.38% stake.
June 27, 2023
Nitrogen, FMG Team Up on New Marketing Solution for AdvisorsThe marketing solution will help advisors leverage Nitrogen's lead-generation tools within FMG's platform, the companies said.