Wells Fargo Discriminated Against Older Advisor, Suit Claims
By Melanie WaddellA senior advisor says his supervisors sent his clients to a younger advisor and performed other discriminatory acts.
August 17, 2023
Why Advisory Assets, Retail Clients Are Leaving SchwabIf Schwab loses 4% of revenue and 1% of client assets, the acquisition's a success, says Alois Pirker.
August 17, 2023
Genworth Backs Consolidating Federal MOVEit Breach Suits in MassachusettsJohns Hopkins wants the cases against it to stay in Maryland.
August 17, 2023
Edward Jones Partners With Citi to Offer Banking ServicesEdward Jones will offer checking and savings accounts to its U.S. clients in 2024.
August 17, 2023
NAIC: Private Equity-Owned Life Insurers Have More Structured SecuritiesThe insurers' structured securities portfolios grew 13.5% between 2021 and 2022.
August 17, 2023
Carol Harnett, Council for Disability Awareness President, DiesHarnett helped insurers promote the idea of insuring workers' ability to earn a living.
August 16, 2023
FINRA Says Video Conferences Now a Permanent Hearing OptionVideo conference hearings will be allowed for disciplinary and enforcement hearings under certain conditions.
August 16, 2023
New NAIC Rule to Hit Some Life and Annuity Issuer AssetsThe change will affect companies' investments in relatively high-risk slices of asset-backed securities.