FINRA Beefs Up Its RILA Advice
By Allison BellRegulators want representatives to think about a client's age when recommending transactions.
January 27, 2025
Capital Group Expands Small-Business Retirement Plan ServicesThe solution helps financial advisors reach small-business owners and increases retirement account access for their employees.
January 27, 2025
Orion Bolsters Real-Time Data Sharing on the CloudThe expansion comes via a collaboration with Snowflake, the artificial intelligence data cloud company.
January 27, 2025
Raymond James Gets Restraining Order Against Ex-Intern Accused of DefamationThe court barred the former intern from going within 100 yards of firm offices and two employees.
January 27, 2025
UBS Axes Hundreds of Jobs as Integration Gathers PaceThe firm has begun job cuts in Switzerland and is getting rid of the Credit Suisse brand.
January 27, 2025
Citi Reworks Its Private Bank as Head Leaves Firm After 18 YearsWith Ida Liu's departure, the unit's four regional heads will report to Andy Sieg, head of Citi's wealth business.
January 27, 2025
Tech Giants Get Reality Check as China AI Startup Upends StocksChina's DeepSeek is challenging the investment case that rewarded the biggest players with rich valuations.
January 27, 2025
Social Security Fairness Act Benefit Increases Could Take a Year: SSABudget and staffing constraints will slow the implementation of the new law, the Social Security Administration says.