Fidelity Investors Report Trading Platform Outage
By Dinah Wisenberg BrinInvestors had problems with options trading on the site this morning, social media posts indicated.
October 03, 2023
Robo Portfolios Vary Widely for Same Client Profile: MorningstarSome robo-advisors, however, suggested identical allocations for two hypothetical clients with different goals and timelines.
October 03, 2023
Creative Planning Adds $1.4B Advisory FirmThe acquired RIA firm, based in Berwyn, Pennsylvania, is focused on helping clients with business succession planning.
October 03, 2023
FINRA Fines Former LPL Rep for Faking 30 Clients' SignaturesThe regulator also suspended the former broker for four months.
October 03, 2023
Expelled New York BD to Pay $235K for Reg BI ViolationsSW Financial recommended a risky strategy that lost money while reps collected $660,000 in commissions, the SEC said.
October 03, 2023
House Panel OKs Legislation to Raise HSA Contribution LimitsThe legislation would also allow workers over 65 to make HSA contributions while on Medicare.
October 02, 2023
Colorado Puts Annuity Data Regulation in PlayThe state's requirements could have a big effect on how all financial services regulators approach AI and machine learning.
October 02, 2023
New IRS Guidance Provides Money Market Fund Wash Sale ReliefThe guidance lets investors avoid "significant unwarranted tax reporting complexities" from a new SEC rule, a lawyer says.