SEC Bars Advisor Who Took $9.8M From Older Client
By Melanie WaddellEjiro Ode Okuma used funds to build a luxury residence, purchase vehicles and buy vacation homes, the agency says.
February 26, 2026
Citi to Cut 141 Jobs in New JerseyThe laytoffs are part of the financial services company's ongoing headcount reductions.
February 26, 2026
Ritholtz to Launch Its First ETFThe actively managed Goaltender ETF will adjust stock exposure based on market trends.
February 26, 2026
Life, Health and Annuity Issuer Employment Growth Beats ForecastsInsurers are especially interested in hiring technology, operations and analytics staff.
February 26, 2026
Kuvare Wants the World to Know That Blue Owl Is Not Its ParentThe annuity issuer says the private investment firm that's under scrutiny is simply one of its asset managers.
February 26, 2026
Beacon Pointe Co-Founder Shannon Eusey to Exit CEO Role, Become ChairMatthew Cooper, the firm's president, will take the helm.
February 26, 2026
DOL Releases New Indie Contractor Rule ProposalLabor is taking comments on the plan until April 28.
February 25, 2026
Nvidia's Upbeat Sales Forecast Shows AI Boom Remains StrongThe outlook helped soothe some concerns about a bubble in artificial-intelligence investments.