New FINRA Home Office Rule Resource Goes Live
By Melanie WaddellThe rules around residential supervisory locations, or RSLs, take effect June 1.
May 08, 2024
LPL Closes Acquisition of $5B Wealth BusinessSo far, about 125 Crown Capital advisors have been moved to LPL's platform.
May 08, 2024
Fidelity Sales Practices Violated Reg BI, Advisor Says in Whistleblower SuitThe firm pressured advisors to sell managed money and other products over low-cost funds, the suit says.
May 08, 2024
Brighthouse to Change How It Makes RILAsThe insurer will hedge the annuity differently to cope with rapid sales growth.
May 08, 2024
Osaic Closes Lincoln RIA and BD AcquisitionThe addition expands the wealth management firm's network of seasoned and specialized financial professionals, CEO Jamie Price says.
May 08, 2024
Financial Firms See Dip in Social Media Engagement: StudyIndividuals consumed more content across channels overall, and original posts performed much better, Hearsay research found.
May 08, 2024
Tax Bill Vote Hinges on Must-Pass Aviation BillA scramble by lawmakers to add amendments is holding up the vote, Sen. John Barrasso says.
May 07, 2024
'Good Reasons' Behind Markets' Recent Rise: Jeremy SiegelFed comments and government data offered cause for relief, the WisdomTree economist wrote.