Morgan Stanley Wealth Rolls Out AI Note-Taking Tool
By John ManganaroThe offering acts as a summarizer and communication composer of client meetings, according to the firm.
June 26, 2024
Expect SEC Reg BI Actions to Heat Up: Law FirmDual registrants "may be particularly compelling targets" for the regulator, Gibson Dunn attorneys say.
June 26, 2024
Orion Rolls Out Menu of Stand-Alone Tech ServicesRisk and compliance supervision services are now being offered à la carte; soon, its trading platform will be.
June 26, 2024
Fisher Investments to Spin Off 401(k) Unit in July: ReportThe news comes a little more than a week after Ken Fisher's RIA announced it sold a $3 billion stake.
June 26, 2024
House Panel Advances Bill to Torpedo DOL Fiduciary RuleThe bill would prevent Labor from using any funds to administer, implement or enforce the rule.
June 26, 2024
LPL Rep Suspended for Trading in Deceased Client's AccountThe advisor falsely stated that he spoke with the client about the trade before their death, FINRA said.
June 26, 2024
BlackRock to Add Private Assets to Model Portfolios for Wealthy ClientsThe firm will work with GeoWealth to offer private equity and debt funds in customized portfolios for financial advisors.
June 25, 2024
Here's How Much Americans Think They'll Need to Retire: SurveyThe savings goal identified in a new Schroders survey, while high, is actually lower than some prior studies.