Experts Predict Quick OMB Review of Final DOL Fiduciary Rule
By Melanie WaddellFinancial professionals offering one-time advice should act in clients' best interest, a CFP Board survey found.
March 11, 2024
E-Trade Site Problems Reported on Social MediaE-trade investing platform users reported slow order processing and, in one case, a blank account value.
March 11, 2024
Washington National Breach Victim Says Disclosure Was Too VagueThe Illinois resident believes the breach led to the compromise of her debit card, according to a lawsuit.
March 11, 2024
Fidelity Cuts About 700 JobsThis is the first headcount reduction in seven years for the Boston-based asset manager.
March 09, 2024
Final DOL Fiduciary Rule Lands at OMBReviews by the Office of Management and Budget typically take up to 90 days.
March 08, 2024
Commonwealth Still Fighting $111.5M SEC Suit Over Mutual Fund FeesThe firm hopes to limit the damages it must pay to between $5 million and $24 million.
March 08, 2024
House Passes Accredited Investor BillThe House also passed a bill requiring the SEC to allow the electronic delivery of documents.
March 08, 2024
Trump Arranges $91.6M Bond to Appeal Carroll VerdictHe's also been ordered to pay $454 million for inflating his net worth by billions of dollars a year to get better loan terms.