Biden Drops Out of 2024 Election, Endorses Kamala Harris
By Katanga JohnsonThe move follows weeks of pressure from Democrats for the 81-year-old to exit the race to improve their chances to defeat Trump.
July 19, 2024
Smarsh Integrates ChatGPT With Its Compliance PlatformThe integration allows financial services firms to use ChatGPT Enterprise compliantly, the tech firm says.
July 19, 2024
Focus Financial to Merge Atlanta-Based Wealth Shop With Colony GroupThis and other recent deals have pushed The Colony Group's assets to about $110 billion.
July 19, 2024
SEC Launches Sweep of RIAs' T+1 ComplianceRIAs have received letters asking for details on procedures for trade affirmation and recordkeeping, K&L Gates attorneys say.
July 19, 2024
Brokerages, Banks Caught Up in Massive Tech OutageClients at Bank of America, JPMorgan Chase, Schwab and Wells Fargo reported problems Friday morning.
July 19, 2024
IRS Releases Final RMD Regs on 10-Year RuleThe final rules make "retirement accounts (even more) insanely complicated," said Ben Henry-Moreland of Kitces.com.
July 18, 2024
Morgan Stanley Rep Violated Reg BI With ETF Sales: FINRAThe rep purchased products with sales charges that clients wouldn't have had to pay in advisory accounts, FINRA says.
July 18, 2024
Fed Prepares for September Cut as Powell Shifts Focus to JobsBut Fed officials still want to see price numbers trending down toward their 2% annual inflation goal before they fully commit to the cut.