Broker Who Defrauded Gold Star Families Gets 12 Years in Prison
By Melanie WaddellCaz Craffy made unauthorized trades with their money, losing millions and reaping hefty commissions, DOJ says.
August 26, 2024
Customers Report Thinkorswim Outage at Market OpenUsers of the Schwab-owned trading site complained about trouble with the app.
August 23, 2024
Ex-Edelman Advisor Sues Over Non-Solicitation RulesThe financial professional contends that the provisions are void under California law.
August 23, 2024
Jonathan Bloomer, Morgan Stanley International Chair, DiesThe late executive, who died in Monday's yacht sinking off the coast of Sicily, also had been CEO of Prudential Plc.
August 23, 2024
Only 8% of Workers Say They'll Wait Till 70 for Social Security: SurveyHalf of non-retired Americans said they are concerned or very concerned about outliving their assets, Schroders reported.
August 23, 2024
Powell Says 'Time Has Come' for Fed to Cut Interest RatesAt Jackson Hole, the Fed chair affirms expectations that officials will begin lowering borrowing costs next month.
August 23, 2024
Western Asset's Leech Leaves CIO Role Amid SEC, DOJ ProbesRegulators are looking into if some clients were favored over others in the allocation of gains and losses from derivatives trades.
August 23, 2024
Barclays to Pay Nearly $1.3M Over Fingerprint FailuresBarclays did not fingerprint any of its non-registered associated persons based in foreign locations, FINRA said.