Rep Forged Signatures on Hundreds of Insurance Documents: FINRA
By Melanie WaddellThese documents included insurance applications, money movement forms, change of beneficiary requests and policy service requests.
October 03, 2024
Fidelity Plans Latest Mutual Fund-to-ETF FlipThe two municipal bond funds are expected to be converted next year, according to two separate regulatory filings.
October 03, 2024
Regulators Eye Rules for 600% Long-Term Care Insurance Rate IncreasesInsurers point to block solvency. Texas is talking about fairness to policyholders.
October 03, 2024
Wealth Enhancement Group Buys $2.4B Hybrid RIA in South CarolinaThe acquired firm, FinTrust Capital Advisors, specializes in advanced financial planning and tax strategies.
October 03, 2024
Gen X Women Say They'll Need $2.1 Million to Retire ComfortablyThis is substantially more than women in other generations say they will need, Northwestern Mutual reports.
October 03, 2024
Edward Jones Launches Financial Planning, SMA OfferingsClients with at least $250,000 in advisory program accounts will have access to personalized planning.
October 03, 2024
Thrivent Takes Reg BI Hit Over Outdated Share Class CalculatorThe firm recommended pricier shares in two 529 plans after failing to account for a fee change, regulators said.
October 02, 2024
Protective Life CEO to Chair American Council of Life Insurers BoardRich Bielen will be 2025 chair; Thrivent's CEO will be the policy-shaping group's chair-elect.