Smarsh Integrates ChatGPT With Its Compliance Platform
By Katie RassThe integration allows financial services firms to use ChatGPT Enterprise compliantly, the tech firm says.
July 19, 2024
Brokerages, Banks Caught Up in Massive Tech OutageClients at Bank of America, JPMorgan Chase, Schwab and Wells Fargo reported problems Friday morning.
July 19, 2024
IRS Releases Final RMD Regs on 10-Year RuleThe final rules make "retirement accounts (even more) insanely complicated," said Ben Henry-Moreland of Kitces.com.
July 18, 2024
Morgan Stanley Rep Violated Reg BI With ETF Sales: FINRAThe rep purchased products with sales charges that clients wouldn't have had to pay in advisory accounts, FINRA says.
July 18, 2024
Fed Prepares for September Cut as Powell Shifts Focus to JobsBut Fed officials still want to see price numbers trending down toward their 2% annual inflation goal before they fully commit to the cut.
July 18, 2024
Ed Slott: Why a Lump Sum Beats an IRA Rollover for Some ClientsIt's a special case that's more common than ever, Slott tells Morningstar's Christine Benz.
July 18, 2024
Biden Administration Backs Off From Medicare Agent Pay FightOfficials have agreed to a stay that will push big changes back until after the general election.
July 17, 2024
Nasdaq 100 Set for Worst Day Since December 2022The S&P 500 fell over 1%, while the Nasdaq 100 dropped 2.5%. A gauge of the "Magnificent Seven" megacaps slipped 3%.