Trump Picks Cantor Fitzgerald’s Lutnick as Commerce Chief
By Saleha Mohsin, Nancy Cook and Akayla GardnerLutnick, 63, is one of Trump’s most prominent Wall Street backers and is co-chair of his transition team.
November 19, 2024
FINRA Fines CUNA Brokerage Services Over Deleted Rollover RecordsThe BD inadvertently deleted 14,000 records, violating Reg BI, FINRA says.
November 19, 2024
IRS to Drop Interest Rates in JanuaryFor individuals, the rate for overpayments and underpayments will be 7% per year, compounded daily.
November 19, 2024
Robinhood to Buy TradePMR for $300M in RIA PushThe aim of the deal is to challenge Schwab and Fidelity in the fast-growing wealth management space.
November 18, 2024
DOL Seeks More Data to Launch Retirement Savings Lost and Found DatabaseLabor wants to make the database live by Dec. 29.
November 18, 2024
New Leadership Primes Black Advisory Group AAAA for ProgressThe Association of African American Financial Advisors adds a permanent board chair to its recent CEO appointment.
November 18, 2024
GOP Senator Calls for Rulemaking Halt Until Trump Takes OfficeA flurry of activity at the SEC and other agencies is more likely, a compliance consultant says.
November 18, 2024
Noting Buffett’s Cash Hoard, Bob Doll Warns of Stock PressureBerkshire Hathaway's cash allocation is at a 35-year high, the Crossmark prognosticator notes.