House Passes Financial Exploitation Prevention Act
By Melanie WaddellThe bill would allow advisors and firms to delay suspicious transactions if they believe financial exploitation has occurred.
June 25, 2026
Two Sales Agents Settle With SEC in Alleged $56M Ponzi SchemeOne raised millions through a purported family office, while the other promoted fraudulent notes on his radio show, the SEC says.
June 25, 2026
AI Backlash Is the Risk Wall Street Fears Can Stop Tech StocksConstraints on the buildout of data centers and the introduction of taxes aimed at AI could spell trouble for the S&P 500.
June 25, 2026
JPMorgan's Lake Exits, Setting Up New Race to Succeed DimonThe bank named Troy Rohrbaugh and Doug Petno co-presidents following the abrupt departure of consumer banking chief Marianne Lake.
June 25, 2026
SEC Sends E-Delivery Rule to White House for ReviewSEC Chair Paul Atkins has said he's asked agency staff to draft a "broader" e-delivery rule.
June 24, 2026
OneAmerica Names Top Life Product DesignerHe will also lead the team in charge of selling the products.
June 24, 2026
Alphabet's Dow Debut Shows Index Headache in Tech-Driven EconomyIt will replace Verizon before trading begins June 29, following the relatively recent additions of Nvidia and Amazon.com.
June 24, 2026
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How to Handle Client FearsLiam Hanlon, an executive at the AI firm Jump, suggests that advisors treat anxiety "as a calendar problem."