Retirement Savers' Data Privacy Is at Risk, GAO Warns
By Melanie WaddellThe watchdog is calling on the DOL to guide asset managers and record keepers on acceptable data use.
March 30, 2026
Jeremy Siegel Sees Short-Term Stock SlumpBut he doesn't expect a bear market, even if the Strait of Hormuz remains closed for three months.
March 30, 2026
AI Assistant for Financial Advisors Moves Into Life InsuranceZocks can help with client intake forms, and with assessing producers.
March 30, 2026
Carson Group Rolls Out New AI Tool for AdvisorsClient Intelligence gives advisors instant visibility into what is happening within a client household, the firm says.
March 30, 2026
Suspended Broker Who Pretended to Be Trading Whiz Pleads Guilty to FraudKenneth Thom, who promoted himself on social media as "K Money," faces up to five years in prison.
March 30, 2026
SEC Division Overseeing Private Credit Firms Lost 24% of StaffThe SEC's Division of Investment Management lost 24% of its staff during fiscal year 2025.
March 30, 2026
SEC Semiannual Reporting Plan Advances to White House for ReviewSEC Chairman Paul Atkins has recently floated scaling the frequency of corporate disclosures to a firm's size.
March 30, 2026
Creative Planning to Acquire $5B London RIAThe international acquisition follows a deal for a firm based in Switzerland earlier this year.