Mariner CEO Personally Called Planner, Edelman Says in Poaching Suit
By Melanie WaddellMariner requested Edelman's non-solicitation agreement and advised the planner on how to defend against a lawsuit, Edelman contends.
January 27, 2025
LPL Recruits $1.3B Father-Son Duo From UBSWilliam “Bill” Bruen Jr. and Andrew Bruen have joined the independent broker-dealer in New Jersey.
January 27, 2025
Stocks Hit as Chipmakers See Worst Rout Since 2020Nvidia sank 17% and headed toward the biggest market-cap loss for a single stock in market history.
January 27, 2025
Capital Group Expands Small-Business Retirement Plan ServicesThe solution helps financial advisors reach small-business owners and increases retirement account access for their employees.
January 27, 2025
Orion Bolsters Real-Time Data Sharing on the CloudThe expansion comes via a collaboration with Snowflake, the artificial intelligence data cloud company.
January 27, 2025
Raymond James Gets Restraining Order Against Ex-Intern Accused of DefamationThe court barred the former intern from going within 100 yards of firm offices and two employees.
January 27, 2025
UBS Axes Hundreds of Jobs as Integration Gathers PaceThe firm has begun job cuts in Switzerland and is getting rid of the Credit Suisse brand.
January 27, 2025
Citi Reworks Its Private Bank as Head Leaves Firm After 18 YearsWith Ida Liu's departure, the unit's four regional heads will report to Andy Sieg, head of Citi's wealth business.