Most Advisors Have Big Gaps in Medicare Knowledge: Survey
By Allison BellFew who took an insurer's quiz understood that "Original Medicare" lacks a cap on annual out-of-pocket spending.
April 08, 2026
Ex-Northwestern Mutual Advisor Gets 5 Years in Prison for Stealing $8.6M From ClientsJohn Jay Kersey, who prosecutors say conducted a 20-year Ponzi scheme, was also ordered to pay restitution.
April 08, 2026
SEC Fines Surge on Biden Enforcements Now Shifting Under TrumpSEC fines and investor relief doubled to $17.9 billion in the 2025 fiscal year, the agency said.
April 08, 2026
Morgan Stanley Debuts Bitcoin ETF as Price Slump Rattles HoldersIt joins 10-plus spot-Bitcoin ETFs that launched over the past two years and collectively command over $85 billion in assets.
April 07, 2026
Heirs Beware: 42% Spend Inheritance Within a Year, Study FindsNet worth had retreated to pre-inheritance levels, or lower, at the 365-day mark.
April 07, 2026
Ex-Raymond James Rep in Hot Water Over Account Conversions: FINRAPaul Snow switched 13 advisory accounts to brokerage accounts and made trades without disclosing material facts, an order states.
April 07, 2026
Hightower Acquiring $3.2B Lexington WealthThe group being bought employs 25 professionals, including 16 advisors.
April 07, 2026
Wall Street Watchdogs Pull Back Amid Trump's Deregulatory PushCritics of deregulation worry about what may fall through the cracks.