Ex-Advisor Pleads Guilty in $72M Ponzi Scheme
By Dinah Wisenberg BrinAmong eight defendants in the Ohio case, Doug Miller was the second to plead guilty.
January 15, 2026
3 Steps to True Hyper-Personalization in Wealth ManagementBecause of the diversity in clients and lifestyles, a one-size-fits-all approach isn’t going to last.
January 15, 2026
DOL's Plan for Alts in 401(k)s Lands at OMBThe proposal is a response to a Trump executive order on the subject.
January 15, 2026
UnitedHealth Schools Senate Committee on Patient Risk ScoringInvestigators found that the company's health assessment teams spotted ominous signs that patients' own doctors had missed.
January 15, 2026
How to Unlock AI's Real ValueIf you use it for data extraction, notetaking and compliance oversight, it's critical to measure your return on investment.
January 15, 2026
Carlyle Group Says Wealth Business Has Doubled Since 2023It rolled out new funds last year for individuals that buy and sell secondhand private equity fund stakes.
January 15, 2026
Goldman Explores Prediction Market Opportunities: SolomonThe entrance of the mainstream Wall Street firm might bolster the legitimacy and volume of the booming corner of finance.
January 15, 2026
Merrill Posts Strong Wealthy-Client Growth in 2025The Thundering Herd also continues to see low levels of advisor attrition, one executive said.