FINRA Seeks to Allow Challenges to Suspensions, Bars
By Melanie WaddellThe rule change would let reps and BDs request relief from the SEC at FINRA's discretion.
June 10, 2025
Senate Plans to Deliver Trump-Backed Tax Breaks on Tips, OvertimeA House Republican warned senators earlier Tuesday that those breaks were a must-have for the final tax bill.
June 10, 2025
Integrated Partners Launches AI-Powered Advisor DashboardThe partnership with Invent, says CEO Paul Saganey, represents a re-imagination of how advisors work.
June 10, 2025
Bluespring Merges Two Wealth Management Shops in TexasThe combination creates a new firm with $1.4 billion in assets under management.
June 10, 2025
New Bill Ensures Access to Social Security ServicesThe introduction of the Social Security Access Act follows DOGE cuts and the agency's attempt to limit phone service.
June 10, 2025
Fired Edward Jones Advisor Wins a Cleanup of His RecordThe explanation for Matthew Hawk's dismissal on his Form U-5 was defamatory, a FINRA arbitrator ruled.
June 10, 2025
Fire, Explosions Wake Conference-Goers With a 'Jolt'A nearby blaze forced Snappy Kraken conference guests to evacuate their hotel rooms early Tuesday in Nashville.
June 10, 2025
SEC Investment Management Director to Step DownNatasha Vij Greiner will depart after 23 years at the agency.