Illinois Insurance Director to Leave Post: Personnel Moves
By Allison BellPrincipal, Anthem, Oscar, FamilyWealth and GoHealth also have personnel moves announcements.
December 03, 2020
Harry Dent: Market Crash Coming in 2-3 Years; Economy 'Already Dead'And another round of stimulus won't revive it, the "Contrarian's Contrarian" tells ThinkAdvisor.
December 03, 2020
The Rich Are Getting Richer, and That's Good for Advisors: CerulliThe number of high-net-worth households is increasing, and that group controls more than 43% of U.S. investable assets, Cerulli reports.
December 03, 2020
Why LPL's Waddell & Reed Deal Is a Big Score for Both SidesThe $300 million transaction is "a quality acquisition" for LPL with "substantial benefits" for W&R advisors, Jon Henschen says.
December 03, 2020
Rep. Neal Reelected as Ways and Means ChairNeal's follow-up to the Secure Act could be attached to a spending bill and passed this year, lawyer Fred Reish says.
December 03, 2020
FINRA Suspends Ex-Morgan Stanley Rep Who Took Client Info to New FirmThe rep was suspended for 10 days and fined $5,000 for alleged actions when leaving to join Raymond James.
December 03, 2020
CFAs Going Harder on Sustainable InvestingIncreased demand from retail investors has driven a big boost in interest from three years ago, a CFA Institute survey found.
December 03, 2020
10 Facts to Know About Revocable TrustsClients with a sizable estate who are concerned about privacy or probate could benefit from a revocable, or living, trust.