New York State Imposes Fines on Aflac and Transamerica
By Dan M. ClarkSome of the violations had to do with marketing materials and recordkeeping.
July 03, 2018
Factor Investing Hits and Misses for Q2S&P Dow Jones' latest dashboard of factor index performance shows some surprising wins and and potential omens.
July 03, 2018
3 Headwinds Stocks May Face This Year: Schwab's SondersAccording to Sonders, if this was a typical correction, it would have been at or near new highs by now.
July 03, 2018
5 Weird New Facts About Trump's ACA Exchange SystemOne discovery: The average number of HealthCare.gov enrollments per producer increased, by 32%.
July 03, 2018
Here's How Much FINRA Execs Were Paid in 2017Total executive compensation is down slightly from a year earlier, FINRA reports.
July 03, 2018
Schwab Settles SEC Suit on Reporting FailureSchwab was charged with failing to file reports on suspicious transactions by 37 independent investment advisors.
July 03, 2018
5 New Policies for People With BodiesHere's a look at disability and gap-filler policies from Standard, MGIS, Voya and Colonial Life.
July 03, 2018
4 Ways Advisors Can Serve the IRA MarketThe IRA market is the big prize, with more assets than defined benefit and defined contribution plans, Cerulli reports.