IRS Helps Federal Agencies Tap Variable Life and Annuity Users
By Allison BellRevenue Procedure 2018-54 would ease sales of 'uniform mortgage-backed securities.'
October 17, 2018
Ladenburg Thalmann Launches Networking Program for Female College StudentsLIFT University is intended to bring more women into the financial advisory field.
October 17, 2018
SEC Charges Advisor With Stealing From Friends, Community MembersThe advisor had previous SEC charges against him; the agency encourages investors to check its SALI database.
October 17, 2018
DOL Fiduciary Redux Is a 'Sleeping Giant': Groom's SaxonLabor's fiduciary moves "aren't dead at all," attorney Steve Saxon warns.
October 17, 2018
SEC's Stein Calls for Presidential Working Group on Retirement SecurityThe SEC commissioner also outlined ways the regulator can help, such as ensuring clients get unconflicted advice.
October 17, 2018
The Keys to an Effective 401(k) Plan Design, According to Wells FargoAn analysis by Wells Fargo Institutional Retirement and Trust teased out the features of "high-influence" plans.
October 17, 2018
How These Advisory Firms Are Reinventing the Value PropositionThey outsource investment management to focus on services that differentiate their offerings from others.
October 17, 2018
SEC Reg BI Would Make It 'Substantially Easier' to Bring Enforcement Actions: PeirceThe agency's proposed Form CRS also "suffers from a paper-centric and regulator-centric status quo," SEC Commissioner Peirce said.