Merrill Strategists Underweight Communications After Facebook, Google Added
By Bernice NapachThey say the new sector is crowded and could come under pressure from rising rates and privacy regulations.
October 01, 2018
Who Invests in ETFs?A survey breaks down the differences between households that own ETFs and those that own mutual funds outside a retirement account.
October 01, 2018
LPL Launches Advisor Institute for New RepsAs part of the program, the BD subsidizes associate advisors' compensation for the first year.
October 01, 2018
Infomercial Scammers to Pay $4.1M to SECSEC charges 10 individuals and two companies involved in allegedly fraudulent schemes using videos aimed at retirees that promise big returns.
October 01, 2018
FINRA Consolidates 3 BD Exam ProgramsFINRA's business conduct, financial and trading compliance exams will be consolidated "under a single framework."
October 01, 2018
Next Financial Launches New WebsiteThe independent broker-dealer, which serves more than 500 affiliated reps, also says more updates are planned.
October 01, 2018
Limited Long-Term Care Insurance Model Proposals Face ResistanceA top-level NAIC committee could vote on the proposals Tuesday.
October 01, 2018
Impact Shares Partners With UN to Launch New ETF: Portfolio ProductsIn other product news, PGIM Investments launched a second high-yield bond ETF.