SEC Releases Updated FAQ on Liquidity Risk Management Programs
By Melanie WaddellGuidance focuses on sub-advised funds, In-Kind ETFs, and funds' use of Form N-Port.
March 06, 2018
Blackstone Sees Half of Assets Coming From Individual InvestorsThe world's largest private equity firm expects it will reach that 50% target in the next five to 10 years, according to its head of private wealth solutions.
March 06, 2018
We Like NAFTA: U.S. Life InsurersThe ACLI wants trade negotiators to preserve existing NAFTA financial services rules.
March 06, 2018
Sen. Warren, Fed Chair Powell Tangle Over Wells Fargo SanctionAs the big bank deregulation bill heads for a vote, Sen. Warren sought assurance from Powell that Wells Fargo enforcement action will stay on track.
March 05, 2018
Financial Advisors May Tell Women Less About InsuranceTransamerica Center survey results suggest that women may also get less help with calculating a retirement savings goal.
March 05, 2018
Tax the Wealth of Older Britons to Help the Young, Report ArguesA former Conservative Party minister says a higher inheritance tax could reduce younger taxpayers' anger.
March 05, 2018
AXA Talks More About US Life SpinoffA few details came out in the XL deal announcement.
March 05, 2018
LPL Delays Death of BranchNet, but Upgrades New PlatformAs the independent broker-dealer makes a tech switch, its advisors react to how plans are being tweaked.