Should Your Client Take a Lump-Sum Pension Buyout?
By Rob BurgessMost clients should stick with the income stream, advisors say, but those who cash out must avoid a critical mistake.
October 02, 2026
Merrill Agrees to $39M Settlement in Cash Sweeps SuitMerrill Edge failed to pay reasonable interest rates on uninvested cash, plaintiffs argued.
October 01, 2026
Atlantic Coast Life Faces Suspension of Annuity Sales in FloridaState regulators have also prohibited the A-Cap subsidiary from accepting renewal business or describing itself as an insurer.
October 01, 2026
SEC Releases New Custody Rule for CommentThe new rules and amendments provide "a tailored framework for the custody of crypto assets" for RIAs, the SEC said.
October 01, 2026
Fidelity Sets $100M AUM Minimum for RIAsRIAs with client assets at Fidelity have until June 30 to meet the requirement.
October 01, 2026
PRO
3 Ways to Shrink RMDs Before They StartHere are three tax-friendly places to move the money while there's still time.
October 01, 2026
Senate Confirms Sonderling as Labor SecretaryThe former deputy secretary will lead a department facing scrutiny over fake support for alts in 401(k)s.
October 01, 2026
$1.3B UBS Team Moves to FiNetThe Ohio-based firm joins the Wells Fargo indie channel's Ascend Advisory Group.