Elite Advisor Firms Aren't Feeling Fee Pressures: Pershing
By Michael S. FischerLarge firms' biggest challenge in 2018 is hiring and development of talent, Pershing found in a poll.
April 12, 2018
Tax Overhaul's Impact on Homeowners Varies Widely: New York FedThe impact on homeowners in high-tax states depends on incomes, property taxes, home values and mortgage terms.
April 12, 2018
States Settle With a Short-Term Medical Issuer As Fight in D.C. LoomsThe deal comes as the Trump administration is thinking of killing an Obama-era short-term medical regulation.
April 12, 2018
Private College 529 Plan, Which Locks In Tuition, Is ExpandingThe plan has a new president whose priority is encouraging more colleges and universities to join.
April 12, 2018
Fintech Firm Launches Shared-Service Platform, Hires Ex-LPL ExecDerek Bruton, who most recently worked for Oppenheimer, will become COO of Chalice Wealth Partners' broker-dealer and RIA.
April 11, 2018
Commonwealth, Securities America Add Former Invest Financial Affiliates: Recruiting RoundupKestra picks up an ex-SII Investments team; Halite Partners has appointed Ric Butler as CFO and COO.
April 11, 2018
SEC to Take Up Fiduciary Proposal on April 18The agency plans to consider a 'rule to establish a standard of conduct for broker-dealers,' according to a meeting notice.
April 11, 2018
House Votes to Change 'Too-Big-to-Fail' Designation SystemInsurers are getting closer to winning a battle that started after the Great Recession.