More States Advance Their Own Fiduciary Rules
By Bernice NapachSEC's best interest rule still pending and now delayed by government shutdown.
January 23, 2019
Hearsay Adds Instagram to Platform for AdvisorsThe tech firm will review, track and store Instagram content for financial firms, as it does now for content posted on Facebook, Twitter and LinkedIn.
January 23, 2019
FINRA Delivered 'Unprecedented' Processing Volume in 2018FINRA says its "pioneering" cloud strategy allowed the regulator to handle the volume while maintaining vigorous oversight.
January 23, 2019
Schwab Charitable Sets Another Grant Record in 2018The DAF provider, at 20, has granted more than $11 billion to charity since its inception.
January 23, 2019
Investors Showed Major Risk Aversion in 2018The massive active-fund outflows in December were "striking," Morningstar's Kevin McDevitt told ThinkAdvisor.
January 23, 2019
White House Says US Could See Zero Growth in Q1If the government reopens, growth could rebound to "4 or 5%" in Q2, according to Council of Economic Advisers Chairman Kevin Hassett.
January 23, 2019
Kamala Harris Presidential Candidacy Boosts 'Medicare for All' EffortNew survey results suggest that guaranteed access to coverage is much more popular than eliminating private health insurers.
January 23, 2019
Raymond James to Buy Investment Bank With Wealth, Asset FocusThe bank, Silver Lane Advisors, will give Raymond James nearly 50 bankers working in the financial services space, including RIA mergers.