House Passes Secure Act Retirement Bill
By Melanie WaddellA provision affecting 529 plan accounts was stripped from the bill before the vote.
May 22, 2019
Reminder: CAT Registration Deadline Is ComingThe deadline to register for reporting to the Consolidated Audit Trail is June 27.
May 22, 2019
Artivest Adds More Real Estate Offerings to PlatformLaSalle Investment Management's new partnership brings real estate private fund programs onto an open network platform.
May 22, 2019
LPL to Enter Employee ChannelThe firm also plans to boost tech spending, in part to support this move.
May 22, 2019
P&C Blockchain Consortium Evolves, Adds Life and Annuity CarriersThe RiskStream Collaborative now has eight life and annuity members and 31 P&C members.
May 22, 2019
SEC Urges Advisors to Look Beyond AMLMoney laundering isn't the only suspicious activity advisors need to watch out for, exam chief Pete Driscoll says.
May 22, 2019
Stifel Nabs 6 Reps From Wells Fargo, MerrillThe new advisors managed nearly $575 million in client assets.
May 22, 2019
Broadridge Acquiring RPM Technologies to Expand Canadian PresenceThe purchase will further strengthen Broadridge's Canadian wealth management business.