FINRA E-Signatures Rule Gets SEC Nod
By Melanie WaddellFINRA will permit the use of electronic signatures for discretionary accounts, effective May 6.
April 17, 2019
2019 (and 2020) Life, Health and Annuity PlannerIt's time to think about you'll be doing in 2020...
April 16, 2019
5 New Things Finance Professors Are Saying About Your ProspectsA team of researchers look at why many people avoid you, or seek you out.
April 16, 2019
BofA Wealth Unit Boosts Profits 14%; No Plans to Sell Retirement-Plan OpsSome 11% of new client relationships for Merrill advisors came from referrals in other parts of the bank in 2018, and that level could rise this year.
April 16, 2019
Will Trump Memo Slow Down SEC's Reg BI?A memo from the OMB states that major rules, like the SEC's best-interest rules, must be reviewed by Congress.
April 16, 2019
We're the Ones Actually Improving Health Care: UnitedHealthThe company's executives say the best way to achieve universal coverage is through existing platforms.
April 16, 2019
More US Foundations Fund Pro-Immigrant MovementIf your charitably minded clients want to help improve conditions for immigrants, there are more options now.
April 16, 2019
FPA Drops Plan to Merge Into Single Legal EntityAfter negative feedback from members, merging the chapters is "off the table," FPA President Evelyn Zohlen says.