United Capital Sale to Goldman Heralds Tougher Field for RIAs
By Janet LevauxCEO Joe Duran and industry watchers talked to ThinkAdvisor about several trends in the highly competitive RIA business.
May 16, 2019
FINRA Bad Broker Rule Would Hit Less Than 2% of FirmsThe new rule proposal identifies firms "that have a cluster of brokers with a high level of misconduct," FINRA's Cook said.
May 16, 2019
Want to Attract Young Workers? Help Them With Student DebtAICPA research finds millennials value loan debt assistance over most other benefits.
May 16, 2019
5 Notes About a New 'Government Health Plan' Law, for AgentsWashington state's new 'Cascade Care' plan could be more like a Centene plan than like Medicare for All.
May 16, 2019
Thrivent Adds Term Life PolicyThrivent says a new digital system should make the product easy to customize.
May 16, 2019
Millennials' Uninsured Rate SoarsThe change appears to be due to loss of Medicaid coverage, and individual major medical coverage.
May 16, 2019
First Negative-Fee ETF Approved by SECThe Salt Low truBeta US Market ETF is essentially paying investors to own it.
May 16, 2019
Ladenburg Rolling Out New Tax App for Indie AdvisorsThe network of independent broker-dealers aims to help advisors and clients with 1099-related processes.