Vanguard Mulling Move Into Private Equity: Report
By Janet Levaux | Bernice NapachThe indexing giant is said to be talking to PE firms. This wouldn't be its first attempt to break into that space.
June 21, 2019
HAFA Mobilizes Members to Fight Senate Agent Comp Disclosure ProvisionThe group wants agents and brokers to call lawmakers to oppose S. 1895 Section 308.
June 21, 2019
Envestnet Rolls Out Digital Account Opening With TD, SchwabThe new capabilities let RIAs and clients use e-signatures and a single sign-on.
June 21, 2019
Senate Confirms Lee as SEC CommissionerAllison Herren Lee, a Democrat, will serve a term expiring June 5, 2022.
June 20, 2019
New York Senate Confirms State's Financial Services RegulatorLinda Lacewell started out as a prosecutor, in Brooklyn.
June 20, 2019
Life Insurers CAN Face Dangerous Runs: Fed EconomistsEmergency cash needs could tower over insurers' usual cash-flow fluctuations, the economists say.
June 20, 2019
Vanguard Prepares to End Variable Annuity Offering"Annuity administration is not central to our long-term product and service plans," said Vanguard's Karin Risi.
June 20, 2019
U.S. Life Insurers Hold 15% of U.S. CLO AssetsCollateralized loan obligation holdings account for only 1.2% of the insurers' total assets.