LPL Nabs $600M Reps From Kestra Affliates: Recruiting Roundup
By Janet LevauxMeanwhile, Stifel adds advisors from Ameriprise, Morgan Stanley and Wells Fargo with $307 million of client assets.
July 24, 2019
Schwab's Retail Brokerage Head to DepartAmong other executive changes, Schwab Advisor Services head Bernie Clark will now report directly to the CEO.
July 24, 2019
Industry Groups Push Indie Candidate for FINRA BoardFSI and the Bank Insurance & Securities Association are both supporting ProEquities President and CEO Chris Flint.
July 24, 2019
Mutual Fund Industry at a Crossroads: PwC ReportFund companies need to adapt to slowing revenue and AUM growth, according to PwC, which offers recommendations.
July 24, 2019
RIAs on a 5-Year Growth Tear: SchwabRIAs are focusing on client acquisition and tech this year, Schwab's benchmarking study reports.
July 24, 2019
Madoff Asks Trump to Reduce 150-Year Prison SentenceInvestors lost $20 billion in the Ponzi scheme led by Bernard Madoff, who pleaded guilty a decade ago.
July 24, 2019
Douglas King Named CFP Board Chair-ElectKing, president and CEO of Prosperity Capital Advisors, is an ex-CEO of Cetera Advisor Networks.
July 24, 2019
4 Ways Advisors Can Enhance the Client ExperienceIn the age of Amazon, client expectations for service are only getting higher, Cerulli reports.