Stifel Financial Picks Up 5 Wirehouse Reps
By Janet LevauxIts latest recruits include a Merrill trio in Kentucky with nearly $100 million in client assets.
December 12, 2019
SEC to Take Up Accredited Investor Definition Changes on Dec. 18The SEC will vote on whether to consider updates to the definition.
December 11, 2019
Pete Buttigieg Helped Michigan Blue Manage CostsThe Democratic presidential contender says he got his start by helping the carrier analyze overhead spending.
December 11, 2019
Investors With Advisors Have Higher Risk Tolerance Than Others: Northwestern MutualAmericans are also inclined to play it safe in their careers, the firm found in a study.
December 11, 2019
Envestnet's Bill Crager Urges Advisors to Be Prepared for the WorstCrager, interim CEO since Jud Bergman's death, warns advisors to plan for risks that could upend their business.
December 11, 2019
Are Advisors Failing to Communicate? Many Clients Say YesYCharts took a look at the types of communication clients want, but often aren't getting, from advisors.
December 11, 2019
Wentworth Buys $2.7B Wealth FirmMeanwhile, Mercer Global Advisors says it acquired Republic Wealth Advisors of Houston.
December 11, 2019
SEC Gives 4 Firms Final Approval for Nontransparent ETFsThe firms are T. Rowe Price, Fidelity, Natixis and Blue Tractor.