Ex-LPL Rep Suspended Over Outside Business Activity
By Melanie WaddellJames Robert Ptacek Jr. did not disclose his role on the board of a streaming company, FINRA states.
April 24, 2026
Blackstone CEO Sees Healthy Annuity Issuer Demand for Private CreditSteve Schwarzman maintains that long-term private credit returns have been strong.
April 24, 2026
New Derivatives Bill Seeks to Rein in Wealthy Tax DodgersThe bill would require investors using derivatives contracts to annually pay tax on gains or deduct losses.
April 24, 2026
How Advisors Make Video ManageableAround half of advisors create video, and most say it helps boost AUM, Idea Decanter finds.
April 24, 2026
Lawmakers Urge DOL to Scrap Indie Contractor Rule ProposalIn a letter, Democrats told acting Labor Secretary Keith Sonderling Friday to revive the 2024 rule.
April 24, 2026
Modern Wealth Acquires $1B Brown & Co.This is the California-based RIA's second such deal this month.
April 24, 2026
AI-Themed ETFs Don't Make Sense for Most Clients, Analysts SayDozens of such ETFs exist, but fund experts say there are better options for AI exposure.
April 24, 2026
Boutique ETF Hits $1.5B in Just 10 DaysRoundhill Investments launched a fund called DRAM, which holds a handful of memory-chip stocks, earlier this month.